11 Asset allocation by risk: Introduction to risk parity

 

This chapter covers

  • Understanding risk contributions in investment portfolios
  • Using different definitions of risk-parity portfolios and computing their weights

In chapter 10, we saw two pitfalls of mean-variance optimization:

  • Without explicit constraints on diversification, mean-variance optimization can result in very concentrated portfolios.
  • The weights of portfolios obtained using mean-variance optimization can be very sensitive to the inputs: expected returns, covariances, and constraints.

We’ll start this chapter by revealing another unattractive property of portfolios that appear to be diversified and how this motivates us to allocate assets within a portfolio by risk rather than by capital—an approach known as risk parity. We’ll cover several different risk-parity methods for constructing portfolios according to each approach and also discuss some practical implications of managing a risk-parity portfolio.

11.1 Decomposing portfolio risk

 

11.1.1 Risk contributions

 
 
 

11.1.2 Risk concentration in a “diversified” portfolio

 
 
 

11.1.3 Risk parity as an optimal portfolio

 
 
 
 

11.2 Calculating risk-parity weights

 
 

11.2.1 Naive risk parity

 

11.2.2 General risk parity

 
 
 
 

11.2.3 Weighted risk parity

 
 

11.2.4 Hierarchical risk parity

 
 
 

11.3 Implementation of risk-parity portfolios

 
 

11.3.1 Applying leverage

 

Summary

 
 
 
 
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