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OpenAI Model Spec

As explained in Reinforcement Learning from Human Feedback

A model specification is a written behavioral specification defining intended behaviors and principles for a language model.

The OpenAI Model Spec is a written behavioral specification that states intended model behaviors before fine-tuning and helps steer models through the API and future training. It turns otherwise implicit post-training goals into an explicit reference for comparing designed behavior with observed behavior. section 17.2

A model specification supports several parts of the release process:

  • Clarifies which behaviors designers want or reject, making prioritization and data decisions easier. section 17.2
  • Gives developers a clearer basis for judging whether encountered behavior is intentional. section 17.2
  • Makes post-training goals more transparent and auditable to the public and other stakeholders. section 17.4

Model specification and constitutional alignment

OpenAI released a Model Spec in 2024 as a statement of intended model behavior. Its policy-referencing direction is compared with Constitutional AI, while deliberative alignment trains reasoning models such as o1 while they reference safety or behavior policies. section 12.5.1

Unlike a list of intermediate training instructions, a model specification describes the intended outcome of the alignment process. It therefore provides a shared behavioral target across model development, product deployment, and public communication. section 17.2 section 17.4

How Reinforcement Learning from Human Feedback covers it

How deep it goes
Explains purpose, stakeholders, and alignment context but stops short of specifying the document’s complete policy contents or training algorithm.
Examples
Uses OpenAI’s 2024 Model Spec, Anthropic’s Constitution and soul document, and deliberative alignment for o1 as comparison points.
What you can do after
Evaluate model behavior against explicit intended behaviors and communicate alignment goals to developers, designers, and the public.
How it connects
Connects model behavior to RLHF, Constitutional AI, post-training, synthetic data, preference optimization, and deliberative alignment.

Related concepts

This explainer was generated by Manning's knowledge graph from the text of Reinforcement Learning from Human Feedback. The section links point to the parts of the book it draws on.