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Gating

As explained in LLMs in Production

A gating mechanism selectively controls how information enters, remains in, or leaves a recurrent model state.

Gating selectively controls how information enters, remains in, or leaves a recurrent model state. In an LSTM, gates and memory cells help process variable-length sequences without treating longer inputs as inherently less understandable, addressing vanishing and exploding gradient problems that make deep RNN training difficult. section 2.2.7

The practical payoff is measurable: an LSTM reaches better training and validation accuracy in 25 epochs, compared with 50 for the evaluated RNN. Bidirectional processing also lets information flow from both sequence directions. section 2.2.7

Gating appears in two useful settings:

  • Recurrent models use memory cells and gates to preserve or update information across long sequences. section 2.2.7
  • Mixture-of-experts fine-tuning requires handling expert selection through gating mechanisms. section 5.5

Sentiment analysis

A Twitter sentiment model compares an RNN with an LSTM after tokenization, lemmatization, embeddings, and padding of variable-length inputs. The LSTM performs better while training for fewer epochs. section 2.2.7

Listing 2.7 RNN and LSTM PyTorch class implementations
import torch
import pandas as pd
import numpy as np
from gensim.models import Word2Vec
from sklearn.model_selection import train_test_split
import nltk
import spacy

    tokenizer = nltk.tokenize.RegexpTokenizer("\w+'?\w+|\w+'")
    tokenizer.tokenize("This is a test")
    stop_words = nltk.corpus.stopwords.words("english")
    nlp = spacy.load("en_core_web_lg", disable=["parser", "tagger", "ner"])

dataset = pd.read_csv("./data/twitter.csv")     #1

text_data = list(
    map(lambda x: tokenizer.tokenize(x.lower()), dataset["text"])
)
text_data = [
    [token.lemma_ for word in text for token in nlp(word)]
    for text in text_data
]
label_data = list(map(lambda x: x, dataset["feeling"]))
assert len(text_data) == len(
    label_data
), f"{len(text_data)} does not equal {len(label_data)}"

EMBEDDING_DIM = 100
model = Word2Vec(
    text_data, vector_size=EMBEDDING_DIM, window=5, min_count=1, workers=4
)
word_vectors = model.wv
print(f"Vocabulary Length: {len(model.wv)}")
del model

padding_value = len(word_vectors.index_to_key)
    embedding_weights = torch.Tensor(word_vectors.vectors)    #2


class RNN(torch.nn.Module):
    def __init__(
        self,
        input_dim,
        embedding_dim,
        hidden_dim,
        output_dim,
        embedding_weights,
    ):
        super().__init__()
        self.embedding = torch.nn.Embedding.from_pretrained(
            embedding_weights
    )
    self.rnn = torch.nn.RNN(embedding_dim, hidden_dim)
    self.fc = torch.nn.Linear(hidden_dim, output_dim)

    def forward(self, x, text_lengths):
        embedded = self.embedding(x)
        packed_embedded = torch.nn.utils.rnn.pack_padded_sequence(
            embedded, text_lengths
        )
        packed_output, hidden = self.rnn(packed_embedded)
        output, output_lengths = torch.nn.utils.rnn.pad_packed_sequence(
            packed_output
        )
        return self.fc(hidden.squeeze(0))


INPUT_DIM = padding_value
EMBEDDING_DIM = 100
HIDDEN_DIM = 256
OUTPUT_DIM = 1

rnn_model = RNN(
    INPUT_DIM, EMBEDDING_DIM, HIDDEN_DIM, OUTPUT_DIM, embedding_weights
)

rnn_optimizer = torch.optim.SGD(rnn_model.parameters(), lr=1e-3)
rnn_criterion = torch.nn.BCEWithLogitsLoss()
device = torch.device("cuda" if torch.cuda.is_available() else "cpu")


class LSTM(torch.nn.Module):
    def __init__(
    self,
    input_dim,
    embedding_dim,
    hidden_dim,
    output_dim,
    n_layers,
    bidirectional,
        dropout,
        embedding_weights,
    ):
        super().__init__()
        self.embedding = torch.nn.Embedding.from_pretrained(
            embedding_weights
        )
        self.rnn = torch.nn.LSTM(
            embedding_dim,
            hidden_dim,
            num_layers=n_layers,
            bidirectional=bidirectional,
            dropout=dropout,
        )
        self.fc = torch.nn.Linear(hidden_dim * 2, output_dim)
        self.dropout = torch.nn.Dropout(dropout)

    def forward(self, x, text_lengths):
        embedded = self.embedding(x)
        packed_embedded = torch.nn.utils.rnn.pack_padded_sequence(
            embedded, text_lengths
        )
        packed_output, (hidden, cell) = self.rnn(packed_embedded)
        hidden = self.dropout(
            torch.cat((hidden[-2, :, :], hidden[-1, :, :]), dim=1)
        )
        return self.fc(hidden.squeeze(0))


INPUT_DIM = padding_value
EMBEDDING_DIM = 100
HIDDEN_DIM = 256
OUTPUT_DIM = 1
N_LAYERS = 2
BIDIRECTIONAL = True
DROPOUT = 0.5

lstm_model = LSTM(
    INPUT_DIM,
    EMBEDDING_DIM,
    HIDDEN_DIM,
    OUTPUT_DIM,
    N_LAYERS,
    BIDIRECTIONAL,
    DROPOUT,
    embedding_weights,
)

lstm_optimizer = torch.optim.Adam(lstm_model.parameters())
lstm_criterion = torch.nn.BCEWithLogitsLoss()
device = torch.device("cuda" if torch.cuda.is_available() else "cpu")


def binary_accuracy(preds, y):
    rounded_preds = torch.round(torch.sigmoid(preds))
    correct = (rounded_preds == y).float()
    acc = correct.sum() / len(correct)
    return acc


def train(model, iterator, optimizer, criterion):
    epoch_loss = 0
    epoch_acc = 0
    model.train()
    for batch in iterator:
        optimizer.zero_grad()
        predictions = model(batch["text"], batch["length"]).squeeze(1)
        loss = criterion(predictions, batch["label"])
        acc = binary_accuracy(predictions, batch["label"])
        loss.backward()
        optimizer.step()
        epoch_loss += loss.item()
        epoch_acc += acc.item()

    return epoch_loss / len(iterator), epoch_acc / len(iterator)


def evaluate(model, iterator, criterion):
    epoch_loss = 0
    epoch_acc = 0
    model.eval()
    with torch.no_grad():
        for batch in iterator:
            predictions = model(batch["text"], batch["length"]).squeeze(1)
            loss = criterion(predictions, batch["label"])
            acc = binary_accuracy(predictions, batch["label"])

            epoch_loss += loss.item()
            epoch_acc += acc.item()

    return epoch_loss / len(iterator), epoch_acc / len(iterator)


batch_size = 2     #3


def iterator(X, y):
    size = len(X)
    permutation = np.random.permutation(size)
    iterate = []
    for i in range(0, size, batch_size):
    indices = permutation[i : i + batch_size]
        batch = {}
        batch["text"] = [X[i] for i in indices]
        batch["label"] = [y[i] for i in indices]

        batch["text"], batch["label"] = zip(
            *sorted(
                zip(batch["text"], batch["label"]),
                key=lambda x: len(x[0]),
                reverse=True,
            )
        )
        batch["length"] = [len(utt) for utt in batch["text"]]
        batch["length"] = torch.IntTensor(batch["length"])
        batch["text"] = torch.nn.utils.rnn.pad_sequence(
            batch["text"], batch_first=True
        ).t()
        batch["label"] = torch.Tensor(batch["label"])

        batch["label"] = batch["label"].to(device)
        batch["length"] = batch["length"].to(device)
        batch["text"] = batch["text"].to(device)

        iterate.append(batch)

    return iterate


index_utt = [
    torch.tensor([word_vectors.key_to_index.get(word, 0) for word in text])
    for text in text_data
]

X_train, X_test, y_train, y_test = train_test_split(
    index_utt, label_data, test_size=0.2
)                                                    #4
X_train, X_val, y_train, y_val = train_test_split(
    X_train, y_train, test_size=0.2
)

train_iterator = iterator(X_train, y_train)
validate_iterator = iterator(X_val, y_val)
test_iterator = iterator(X_test, y_test)

print(len(train_iterator), len(validate_iterator), len(test_iterator))


N_EPOCHS = 25

for model in [rnn_model, lstm_model]:
    print(
    "|-----------------------------------------------------------------------------------------|"
    )
    print(f"Training with {model.__class__.__name__}")
    if "RNN" in model.__class__.__name__:
        for epoch in range(N_EPOCHS):
            train_loss, train_acc = train(
                rnn_model, train_iterator, rnn_optimizer, rnn_criterion
            )
            valid_loss, valid_acc = evaluate(
                rnn_model, validate_iterator, rnn_criterion
            )

            print(
                f"| Epoch: {epoch+1:02} | Train Loss: {train_loss: .3f} | 
                 Train Acc: {train_acc*100: .2f}% | Validation Loss: 
                 {valid_loss: .3f} | Validation Acc: {valid_acc*100: .2f}% |"
            )
    else:
        for epoch in range(N_EPOCHS):
            train_loss, train_acc = train(
                lstm_model, train_iterator, lstm_optimizer, lstm_criterion
            )
            valid_loss, valid_acc = evaluate(
                lstm_model, validate_iterator, lstm_criterion
            )

            print(
                f"| Epoch: {epoch+1:02} | Train Loss: {train_loss: .3f} | 
                 Train Acc: {train_acc*100: .2f}% | Validation Loss: 
                 {valid_loss: .3f} | Validation Acc: {valid_acc*100: .2f}% |"
            )
# Training on our dataset
# | Epoch: 01 | Train Loss:  0.560 | Train Acc:  70.63% | Validation Loss:
# 0.574 | Validation Acc:  70.88% |
# | Epoch: 05 | Train Loss:  0.391 | Train Acc:  82.81% | Validation Loss:
# 0.368 | Validation Acc:  83.08% |
# | Epoch: 10 | Train Loss:  0.270 | Train Acc:  89.11% | Validation Loss:
# 0.315 | Validation Acc:  86.22% |
# | Epoch: 15 | Train Loss:  0.186 | Train Acc:  92.95% | Validation Loss:
# 0.381 | Validation Acc:  87.49% |
# | Epoch: 20 | Train Loss:  0.121 | Train Acc:  95.93% | Validation Loss:
# 0.444 | Validation Acc:  86.29% |
# | Epoch: 25 | Train Loss:  0.100 | Train Acc:  96.28% | Validation Loss:
# 0.451 | Validation Acc:  86.83% |

Inspect the PyTorch RNN and LSTM implementation alongside the preprocessing pipeline used for the sentiment example. section 2.2.7

How LLMs in Production covers it

How deep it goes
Explains gating through LSTM memory cells, sequence-length effects, bidirectionality, and an implementation comparison, but not individual gate equations.
Examples
Uses Twitter sentiment analysis, variable-length padded sequences, word embeddings, and an RNN-versus-LSTM training comparison.
What you can do after
Evaluate/understand how LSTM gating improves long-sequence processing and compare it with an RNN in a sentiment workflow.
How it connects
Connects gating with recurrent neural networks, LSTM, bidirectional processing, memory cells, mixture-of-experts, and fine-tuning.

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This explainer was generated by Manning's knowledge graph from the text of LLMs in Production. The section links point to the parts of the book it draws on.