Compliance means adhering to applicable requirements and controls. In financial AI, it shapes both risk management and the checks placed around generated responses. section 1.3.1 section 3.2.1
Two operational roles stand out:
- Fraud and anti-money-laundering (AML) systems can strengthen compliance by detecting suspicious activity while reducing false alarms. section 1.3.1
- Generative AI systems can ground responses in internal compliance policies, then apply output filters for accuracy and legal disclaimers. High-risk responses, such as financial advice, may require qualified human approval. section 3.2.1
AML screening
Danske Bank reported reducing false positives in AML screening by 60% while increasing detection of illicit activity. section 1.3.1
